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Essential Strategies for Financial Services Compliance
Коллектив авторов, Essential Strategies for Financial Services Compliance

Essential Strategies for Financial Services Compliance

Аннотация.
As regulation increases still further, the demand for clear guidance on navigating daily compliance issues is greater than ever, but this book is far from solely theoretical. Annie Mills and Peter Haines deliver solid advice that can be applied on a day-to-day basis to manage any compliance issues that may arise, a balanced approach means that both the concepts and their application are within reach.

This Second Edition of Essential Strategies for Financial Services Compliance makes it easy to digest complex information on the regulatory framework, now in its second edition, the highly successful Essential Strategies for Financial Services Compliance has been updated with the latest compliance strategies and regulatory information, making it indispensable for compliance officers, legal firms, and anyone else working with the financial services compliance function.

Non-compliance represents a significant material risk for any financial services firm that fails to understand and appropriately apply regulatory standards, read this book to: Understand the conceptual basis of compliance and the current regulatory environment applicable to the financial services industry Quickly and thoroughly learn the accepted best practices for everyday compliance Get up to date information on the current financial regulatory environment with this new edition Reference detailed advice as issues arise in day-to-day operations This update to the popular first edition of Essential Strategies for Financial Services Compliance will help eliminate non-compliance risk and ensure that your firm is entirely current on its ability to navigate the maze of financial services regulation.

Автор: Коллектив авторов.
Жанр книги: Всё о бизнесе.
Объем: 399 стр.
Возрастное ограничение: 0+
Общее кол-во страниц: 399
Правообладатель: John Wiley & Sons Limited

 
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